Employee misconduct and negligence at the workplace can occasionally have significant consequences. This can further lead to issuing verbal or written warnings and even termination
Organizations might encounter a situation where an employee is violating, misbehaving, or wrongdoing. Employers and HR must maintain a positive outlook towards the person and situation to take necessary measures.
A lot of employers will start with a documented verbal warning, then they’ll move to a written warning, and then a final written warning, and then termination of employment after that.
– Darren Reed
Well, each organization has a different way of handling employee infractions. And the protocol will change depending on the severity of the misconduct.
In this blog, we will explain what a warning letter is, its objectives, and things to keep in mind while writing it, along with a few samples.
Manage employee warnings with compliance and clarity
Meaning of Warning Letter
A warning letter is a formal document that an employer writes to an employee who has not met the employer’s expectations regarding their behavior or performance at work. It lets the employee know that their actions or behavior are unacceptable, and that further action may be taken if there is no improvement.
In a written warning, the employer and employee agree on the problematic behavior and measures to be taken to correct it. Here are some common instances in which an employer may issue a warning letter to an employee:
- Frequent lateness/absence
- Negligence and misbehavior
- Unauthorized leaves
- Insubordination
- Violation of social media policy
- Workplace violence or harassment
- Breaching the Company’s code of conduct
- Poor performance, etc.
The purpose of the warning letter is not to discourage employees from working in your organization. But to create a positive working environment. Also, behavioral change, discipline, awareness, clear communication, documentation, clarification, and justification are also involved.
Sending a warning letter to employees is recommended to
- Document the employee’s misconduct or poor performance and the consequences of their actions
- Provide clear feedback to the employee about the nature and severity of the problem
- Set clear and realistic expectations for improvement and a timeframe for achieving them
- Give the employee a chance to correct their behavior or performance before more serious disciplinary actions are taken
- Protect the employer from legal liability in case of termination or other legal action
Note: A warning letter should never be given in an open public space. Sending an email to set up a meeting in the HR manager’s office would be the ideal option.
Things to keep in mind while writing a warning letter to employees
1. Language & tone: Follow a formal way of writing with a professional tone that stresses the seriousness of the situation. However, ensure that the words don’t intimidate the employee. Your goal is to change employees’ behavior at the end of the day.
2. Structure: The warning letter format or structure is paramount. The preferred way of curating it would be as follows:
- Date of the warning
- Name of the person who issued the letter with address (usually issued on company letterhead)
- Subject
- Name of the employee
- Section with the details of the violation
- Reasons why this situation is considered a violation of company policies
- Disciplinary actions that the organization will take
- Your signature
3.Content: Write to the point. Long sentences without any purpose or those that reiterate what’s mentioned earlier will do no good. Shorter letters make the most impact. Go straight to the details without bringing excessive emotions. Don’t forget to include the date to add credibility.
4. Proofread: Reviewing the letter before handing it over to the employee is very important to prevent any conflicts later due to minor errors. Ensure it is being sent to the right person with the correct details. There cannot be room for mess-ups.
5. Acknowledgment: Once the letter is delivered, you want to confirm with the employee that they have, infact, received it. For this, ask the employee to sign it in case of a physical letter or a follow-up if it was an email.
The following templates can be used to flag an employee’s behavior as inappropriate, stress the severity and underline monitoring duration. You can edit the templates as required.
6 Warning Letter Templates for Employees
Template 1 – Warning letter for poor performance
Date
Employer’s full name:
Office address:
Re: Warning notice for poor performance
Dear (Employee’s name),
Your performance is consistently falling short of our company standards. You aren’t meeting assigned deadlines, delivering quality work or reaching your individual goals.
This letter serves as the first official warning and enlightens you about the consequences if you fail to improve. You are given a duration of (weeks/months permitted) to take the actions listed and ameliorate your unsatisfactory performance.
(Tasks)
If you choose to ignore this warning or fail to make a mark by the allotted time, we may have to take stricter actions, including suspension and termination.
Please note that this letter isn’t to discourage you but to understand your pain points and how we can help you reach your goals. We are confident that you will come out brighter on the other side.
However, you may contact me directly if you want to appeal against this decision or discuss anything related to this letter.
Best,
(Name)
(Signature)
Template 2 – Warning letter for absenteeism
Date:
Employer’s full name:
Office address:
Re: Warning for attendance
Dear (Employee’s name),
As you are aware, your attendance isn’t up to the mark. You were given multiple verbal warnings from your manager to improve, but you failed.
We take attendance seriously and expect you to do the same from now on. Your absenteeism is negatively impacting your individual work and team productivity. Every employee has a set of responsibilities and tasks to perform. The inability to reach the targets hampers the team’s morale and net value.
It has also come to our knowledge that you take leaves without prior intimation and often log out much before your work timings, even when there is pending work.
This letter is to serve as the first official warning and enlighten you about the consequences that follow if you fail to improve. You are given a duration of (weeks/months permitted) to improve your attendance.
If you choose to ignore this warning or fail to regularize your attendance by the allotted time, we may have to take stricter actions, including suspension and termination.
Please reach out to me if you want to discuss this letter or appeal against the decisions mentioned. That being said, we are here to know and support you if any of your personal problems are leading to this situation.
Best,
(Name)
(Signature)
Template 3 – Warning letter for Unprofessional Behavior
Date:
Employer’s full name:
Office address:
Re: Warning for a disciplinary issue
Dear (Employee’s name),
It has come to our knowledge that you (misconduct the employee did) at/on the (respective) event/day. We want to emphasize that this behavior is neither expected nor tolerated at our company.
Effective immediately, we are putting you on a (duration) warning period. During this time, your behavior will be closely monitored.
Please take this warning letter seriously; we do not entertain company policy violations. We expect you to apologize (in case of fights/harassment) / improve your behavior, and furnish a written apology within three days.
If you choose not to submit the apology or commit the mistake again, we may be forced to take stricter actions, including but not limited to suspension and termination.
Each employee is valuable to us, and you are our asset. As such, we want you to better yourself. Please get in touch with me directly if you wish to appeal against this decision or discuss anything related to this letter.
Best,
(Name)
(Signature)
Template 4 – Warning Letter to Employee for Leave Without Information
Date:
Employer’s full name:
Office address:
Subject: Warning Letter for Taking Leave Without Information
Dear (Employee’s name),
I am writing to address your unauthorized absence from work without prior approval. It has been observed that you were absent from [start date] to [end date] without providing any explanation or seeking leave approval.
We consider this behavior a serious violation of company policy and detrimental to our operations. We expect all employees to adhere to our attendance policies and communicate any absences in advance. Failure to do so disrupts our workflow and hampers productivity.
You are hereby issued a formal warning. Please provide a written explanation for your absence within (number of days, typically 4 to 6 days) from the date issued. Failure to comply may result in further disciplinary action.
We trust this serves as a reminder of the importance of adhering to company policies. If you have any concerns, please feel free to discuss them with me.
Best,
(Name)
(Signature)
Template 5 – Warning Letter to Employee for Misconduct
Date: Employer’s full name:
Office address:
Subject: Warning Letter for Misconduct
Dear (Employee’s name),
I am writing to inform you that your recent behavior on [date of the incident] constitutes misconduct, violating our company policies.
For a better understanding of our expectations of our employees, please review our company’s code of conduct and policies. We value each team member and believe everyone should contribute to a positive and respectful work environment. This letter serves as an official warning. Further misconduct may result in severe disciplinary action, up to termination.
Please adhere to company policies to maintain a positive work environment.
Best,
(Name)
(Signature)
Template 6: Warning Letter to Employee for Negligence
Date :
Employer’s full name:
Office address:
Subject: Warning Letter for Negligence
Dear (Employee’s name),
I am writing to address a recent incident of negligence in your duties, which occurred on [date of the incident]. Your failure to [specific details of the negligence] is an intense concern and directly impacts our operations and team productivity.
The purpose of this letter is to serve as a formal notice. Ensure that similar incidents do not occur in the future by exercising diligence and responsibility in your role. Further negligence may result in disciplinary action, adversely affecting your employment status with the company.
Please take immediate corrective measures and demonstrate a proactive approach to your responsibilities. Your cooperation is essential in upholding our standards of excellence and maintaining a positive work environment.
Best,
(Name)
(Signature)
Over To You
While writing a warning letter, always offer support, clarifications and assistance with any queries they may have to ensure you listen to their side of the story, too. Don’t jump to conclusions or get personal.
Your end goal is to improve their performance/attendance/behavior. To ensure performance-related errors don’t lead to uneventful issuance of warning letters, use a performance management system like Keka. It keeps track of every goal, sub-goal, and target created to be completed monthly, quarterly, or annually. Never go wrong with employees’ performance evaluations with Keka.